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Kenya: Financial Compliance & Internal Auditing for Projects

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Country: Kenya
Organization: Africa School of Project Management
Registration deadline: 05 Feb 2017
Starting date: 06 Feb 2017
Ending date: 10 Feb 2017

About ASPM.

The Africa School of Project Management (ASPM) was established in the year 2000 in Kenya as a membership based proffesional management organisation.The school was formed to address capacity building needs among development partners, donor organizations, Government agencies, International and private sector firms in Africa.

The school has been pivotal in capacity building in South Sudan, South Africa, Botswana, Eritrea, Ethiopia, Kenya, Uganda, Congo, Somalia, Tanzania, Burundi and Rwanda. The school has trained over 12,000 staffs who are involved in different projects and also conducted surveys, evaluations and research in different projects and businesses in Africa.

Broad Course Objective.

To internalize how to create and use progressive system and data centric audit tools and techniques for performing continuous auditing that will enable your organization to be in full compliance with the requirements, policy and procedures.

Learning outcomes

Delegates should be able to;

Plan and prepare for an internal quality audit

Develop a practical checklist to provide guidance during the audit

Use effective questioning techniques

Explain the basic concepts of auditing

Describe audit procedures

Describe audit reports

Use computers in auditing

Develop an internal audit report and present audit findings in a constructive manner

Determine the roles and responsibilities of an internal quality auditor

Aligning the Audit Function with the operation/business

Defining Data Mining/ Continuous Auditing

Maximizing the Use of Data

Data Analysis Methodologies: Logically Focusing the Audits on Critical Business Concerns

Defining a Continuous Audit Process for Maximum Effectiveness (including virtual audit

techniques)

Focusing Reporting on Outcomes Not Outputs

which data to mine to minimize audit resources and maximize audit outcomes by delivering business-focused recommendations that will bring about change

Who Should Attend?

· Registrar/Accreditation body Auditors

· Finance officers

· Finance managers

· Existing internal auditors who are looking to expand their skills.

Learning Content

Nature,purpose and scope of the audit

Definition of auditing, auditor and audit

Differences between auditing and accounting

Nature and purpose of International Standards on Auditing [ISAs]

Objectives of an audit

Types and timing of audits, internal versus external audit, continuous versus interim audit

Users of audited financial statements and auditors report

Advantages and disadvantages of auditing.

Client acceptance procedures

Background information about the client

Professional evaluation of ethics and competence of the firm

Engagement letter

Planning for the audit

Objectives of planning

Planning for a new client

Planning for an existing client

Developing the overall audit plan

Limitations of planning

Internal control system

Definition and purpose of internal control system

Features of a sound internal control system

Advantages and disadvantages of internal control system

Internal controls in practice, sales, purchases and cash

Ascertaining, recording and evaluating an internal control system

Errors and frauds-Definition and types, Indicators of errors and frauds

Role of internal controls with respect to errors and frauds

Audit evidence

Nature and source of audit evidence

Types of audit evidence

Techniques of gathering audit evidence

Limitations in gathering audit evidence

Preparation of working papers

Types of audit tests: compliance and substantive tests

Audit of major financial statement items

Audit of sales

Audit of purchases

Audit of cash and bank balances

Auditor’s report

Purpose of auditor’s report

Contents and elements of auditor’s reports

Qualities of audit report

Types of audit reports-unqualified and qualified

Consequences of various audit reports

Auditor’s use of the computer

Benefits and drawbacks of computerized accounting system

Ways in which auditors can use computers in the audit

Audit approach, auditing around and auditing through the computer [CAATS]

Emerging issues in auditing

Audit Documentation

Preparing and retaining documentation

Assembly of the final audit file

Confidentiality.


How to register:

Kindly, drop us mail at info@aspm.co.ke or apply through the online form..http://www.aspm.co.ke/index.php/online-application


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